SEC Enforcement Actions
4/25/2012
The SEC announced a number of significant enforcement actions this week, including one against Egan-Jones' application to be approved as an NRSRO [Nationally Recognized Statistical Rating Organization].
The enforcement actions announced this week include:
| 2012-76 |
Apr. 24, 2012 |
H&R Block Subsidiary Agrees to Pay $28.2 Million to Settle SEC Charges Related to Subprime Mortgage Investments; |
| 2012-75 |
Apr. 24, 2012 |
Egan-Jones Ratings Co. and Sean Egan Charged with Making Material Misrepresentations to SEC; |
| 2012-74 |
Apr. 23, 2012 |
SEC Charges Chinese Company and Executives with Lying About Asset Values and Use of IPO Proceeds; |
| 2012-73 |
Apr. 23, 2012 |
SEC Charges Former CalPERS CEO and Friend With Falsifying Letters in $20 Million Placement Agent Fee Scheme. |